Completed Training FCA Conduct Rules

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Completed Training (1)

Confirm training has been completed

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I have read and understood the below and accept that it forms part of my contract and statement of terms of employment (except where the contrary is expressly stated) I further understand that any breach of the codes could result in disciplinary action.(Required)

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I have received guidance on the the following and understand my obligations to the business and the regulator(Required)

You must act with integrity as per the FCA rules at all time

You must act with due care skill and diligence

You must be open and cooperative with the regulators of the day

You must pay due regard to the interests of customers and treat them fairly

You must observe proper standards of market conduct

You must not do anything that brings our client or us into disrepute

Completed Training FCA Conduct Rules

Completed Training (1)

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